The NEW SRA Compliance Officer Roles (Print this page)
Course Ref: 16355
Date: 23rd May 2012
Time: 9.45am to 5.15pm
Level: Intermediate
Venue: Park Farm Hotel,
Norwich Road, Norwich, NR9 3DL
CPD Hours: 6
Member rate: £190.00 £171.00
Non-Member rate: £285.00 £256.50
Accreditations
- Solicitors Regulation Authority
- Institute of Paralegals
- ILEX
Course content
The NEW SRA Handbook requires ALL law firms to nominate a Compliance Officer for Legal Practice & Compliance Officer for Finance & Administration by 31 March 2012. This course provides you with all-you-need-to-know about the Handbook & the new roles.
- The NEW SRA Handbook: structure & content including the 10 Principles
- Outcomes-Focused Regulation & Indicative Behaviours: understanding & making the most of the regulatory regime
- COLPs & COFAs: What do they do & who can be appointed?
- Firm structure: How will the officers operate within the firm?
- Firm systems: What systems are needed to support those roles?
- Compliance & Risk Management - monitoring procedures, managing risk, complaints handling & reporting
- Conveyancing and conflicts of interest
Courses at the same venue on this date
Sorry, there are no other courses at this venue on this day.
The NEW SRA Compliance Officer Roles running elsewhere
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